Compliance Officer Is Breaking the Glass Ceiling in the World of Finance

The Chief Compliance officers are definitely in their preparation mode. They seem to be preparing for any changes that might occur within money management firms, which leaves many groups a bit vulnerable. These members are making sure to prepare themselves for changes as well a the possibility of enforcement actions in this year. I believe the changes may come from institutional investors.

I should say, Helane Morrison is definitely part of this new era, and the changes that are happening. Helane established the following positions at Hall Capital Partners LLC: General Counsel, Chief Compliance Officer, and Managing Director. Maintaining a clear law focus, the focus was primarily on business litigation along with private securities actions, which prepared her well for her time at the SEC in San Francisco. Ms. Morrison is highly experienced and a very knowledgeable individual who is more than qualified to create change.

I believe it takes a certain kind of person to maintain ethical stamina throughout their entire lifetime. In an industry that has done nothing but soiled its reputation steadily since the early 2000s, it takes a distinct type of person to not only thrive in that environment, but is polite as well. I have come to consider that Helane Morrison is that person!

Ms. Morrison is quickly changing the face of finance. I discovered how assertive and unflappable she is. She has the kind of sharp mind that leaves people in her wake. Within my research, Helane Morrison’s drive and list of accomplishments are so impressive that the SEC did not hesitate to name her Head of Commission and Regional Director, making her the first woman in history to be given that title. I can say she is an excellent example of the work/life balance that Hall Capital encourages. Never one to back down, Helane has become known for her passion, her strength, and peerless devotion to ethics.

Learn more about Helane’s incredible career here:

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