Archive for the ‘Corporate Compliance’ Category

Compliance Officer Is Breaking the Glass Ceiling in the World of Finance

Friday, February 19th, 2016

The Chief Compliance officers are definitely in their preparation mode. They seem to be preparing for any changes that might occur within money management firms, which leaves many groups a bit vulnerable. These members are making sure to prepare themselves for changes as well a the possibility of enforcement actions in this year. I believe […]

Read More..>>